Casella John W's Form 4 filing
Casella Waste Systems Inc (CWST) · filed Aug 4, 2023
- Accession no.
- 0000911177-23-000105
- Filed
- Aug 4, 2023
- Trade date
- Aug 2-3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.97M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Casella John WCIK 0001055352 | Director, Officer (CHIEF EXECUTIVE OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2023 | Class A Common Stock | SSaleDisposed | −35,732 | $81.41F1 | −$2,908,942.12 | 11,299 | Direct | |
| Aug 3, 2023 | Class A Common Stock | MOption exerciseAcquired | +724 | $5.54 | +$4,010.96 | 12,023 | Direct | |
| Aug 3, 2023 | Class A Common Stock | SSaleDisposed | −724 | $80.69 | −$58,419.56 | 11,299 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2023 | Class A Common Stock | MOption exerciseDisposed | −724 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $81.35 to $81.54. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.