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Ligon Paul's Form 4 filing

Casella Waste Systems Inc (CWST) · filed Jan 18, 2023

Accession no.
0000911177-23-000002
Filed
Jan 18, 2023
Trade date
Nov 30, 2022-Jan 17, 2023
Filing delay
49 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $106.4K. It was filed 49 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ligon PaulCIK 0001926747Officer (SR VP & CHIEF REVENUE OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 30, 2022Class A Common StockGGiftDisposed−100$0.00$023,440Direct
Jan 17, 2023Class A Common StockSSaleDisposed−1,352$78.72F3−$106,429.4422,088Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

Represents the weighted average sales price for shares sold in multiple transactions, ranging from $78.58 to $78.78. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)