Casella John W's Form 4 filing
Casella Waste Systems Inc (CWST) · filed Nov 15, 2022
- Accession no.
- 0000911177-22-000075
- Filed
- Nov 15, 2022
- Trade date
- Sep 14-Nov 10, 2022
- Filing delay
- 62 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $1.58M. It was filed 62 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Casella John WCIK 0001055352 | Director, Officer (CHIEF EXECUTIVE OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2022 | Class A Common Stock | SSaleDisposed | −14,258 | $81.38F1 | −$1,160,316.04 | 16,728 | Direct | |
| Nov 10, 2022 | Class A Common Stock | SSaleDisposed | −5,127 | $82.44F2 | −$422,669.88 | 11,601 | Direct | |
| Sep 14, 2022 | Class B Common Stock | GGiftDisposed | −194,100 | $0.00 | $0 | 300,000 | Direct | |
| Sep 14, 2022 | Class B Common Stock | GGiftDisposed | −134,000 | $0.00 | $0 | 166,000 | Direct | |
| Sep 14, 2022 | Class B Common Stock | GGiftAcquired | +194,000 | $0.00 | $0 | 194,000 | Indirect | |
| Sep 14, 2022 | Class B Common Stock | GGiftAcquired | +134,000 | $0.00 | $0 | 134,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $80.79 to $81.77. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $81.92 to $82.86. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.