Farahi John's Form 4 filing
Monarch Casino & Resort Inc (MCRI) · filed Jan 4, 2024
- Accession no.
- 0000907242-24-000001
- Filed
- Jan 4, 2024
- Trade date
- Dec 15-31, 2023
- Filing delay
- 20 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $206.0K. It was filed 20 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Farahi JohnCIK 0000937318 | Director, Officer (CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2023 | Common Stock | SSaleDisposed | −2,000 | $68.51 | −$137,020 | 566,297 | Direct | |
| Dec 26, 2023 | Common Stock | SSaleDisposed | −1,000 | $69.00 | −$69,000 | 565,297 | Direct | |
| Dec 26, 2023 | Common Stock | GGiftDisposed | −37,987 | $0.00 | $0 | 527,310 | Direct | |
| Dec 26, 2023 | Common Stock | GGiftAcquired | +37,987 | $0.00 | $0 | 2,479,641 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2023 | Common Stock | AGrant or awardAcquired | +66,668 | $69.15 | +$4,610,092.2 | 666,668 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.