Gipple Todd A's Form 4/A amendment
AmendedQCR Holdings Inc (QCRH) · filed Apr 4, 2023
- Accession no.
- 0000906465-23-000045
- Filed
- Apr 4, 2023
- Trade date
- Mar 10, 2023
- Filing delay
- 25 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 13, 2023
This filing lists 1 non-derivative transaction. It carries over 6 transactions from the original filing that it did not restate. Open-market sales total $350.6K. It was filed 25 days after the trade.
This amendment restates part of 0000906465-23-000035 (filed Mar 13, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gipple Todd ACIK 0001218394 | Officer (President, CFO, COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2023 | Common Stock | ILess common codeAcquired | +4,313 | $46.28 | +$199,605.64 | 10,981.27 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000906465-23-000035 (filed Mar 13, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2023 | Common Stock | MOption exerciseAcquired | +2,581 | $15.65 | +$40,392.65 | 42,624 | Direct | |
| Mar 9, 2023 | Common Stock | SSaleDisposed | −2,581 | $48.39 | −$124,894.59 | 40,043 | Direct | |
| Mar 9, 2023 | Common Stock | MOption exerciseAcquired | +4,425 | $15.65 | +$69,251.25 | 44,468 | Direct | |
| Mar 9, 2023 | Common Stock | SSaleDisposed | −4,425 | $51.00 | −$225,675 | 40,043 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2023 | Common Stock | MOption exerciseDisposed | −2,581 | $0.00 | $0 | 4,425 | Direct | |
| Mar 9, 2023 | Common Stock | MOption exerciseDisposed | −4,425 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transaction code has been amended to accurately reflect the nature of the transaction, which is a discretionary transaction in the QCR Holdings, Inc. 401K Plan, a tax-conditioned plan, in accordance with Rule 16b-3(f) resulting in the acquisition of issuer securities.