Anderson John H's Form 4 filing
QCR Holdings Inc (QCRH) · filed Mar 3, 2022
- Accession no.
- 0000906465-22-000029
- Filed
- Mar 3, 2022
- Trade date
- Mar 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 4 derivative transactions. Open-market sales total $12.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson John HCIK 0001591963 | Officer (CEO QCBT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock | SSaleDisposed | −214 | $56.00 | −$11,984 | 2,375 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Common Stock | MOption exerciseDisposed | −316 | $53.87 | −$17,022.92 | 315 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseDisposed | −703 | $55.96 | −$39,339.88 | 1,406 | Direct | |
| Mar 1, 2022 | Common Stock | MOption exerciseDisposed | −659 | $53.87 | −$35,500.33 | 1,976 | Direct | |
| Mar 1, 2022 | Common Stock | AGrant or awardAcquired | +1,770 | $0.00F1 | $0 | 1,770 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents a restricted stock unit grant. Each restricted stock unit represents a contingent right to receive one share of QCR Holdings, Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in four annual equal installments beginning on March 1, 2023. The settlement of such units are anticipated to be settled in cash.
Referenced by the price of 1 transaction in Table II.