Malzahn Daniel David's Form 4/A amendment
AmendedNVR Inc (NVR) · filed May 16, 2023
- Accession no.
- 0000906163-23-000081
- Filed
- May 16, 2023
- Trade date
- May 3, 2023
- Filing delay
- 13 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 5, 2023
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $12.1M. It was filed 13 days after the trade.
This amendment restates part of 0000906163-23-000069 (filed May 5, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Malzahn Daniel DavidCIK 0001570014 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 3, 2023 | NVR, Inc. common stock | SSaleDisposed | −2,042 | $5,923.56 | −$12,095,909.52 | 9,267 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000906163-23-000069 (filed May 5, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 3, 2023 | NVR, Inc. common stock | MOption exerciseAcquired | +3,000 | $1,094.22 | +$3,282,660 | 11,309 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 3, 2023 | Common stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 17,201 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4 reported a sale of 2,105 shares, which represented the number of shares the reporting person had directed his broker to sell. In fact, due to an error in the broker's systems, the broker confirmed the sale of 2,105 but only 2,042 shares were sold, resulting in an overstatement of the number of shares sold by 63 shares.
- F2
Total number of shares directly owned following all transactions reported in the original Form 4 filing.