Newtyn Management, LLC's Form 4/A amendment
AmendedPacific Gas & Electric Co · filed Apr 6, 2022
- Accession no.
- 0000905718-22-000540
- Filed
- Apr 6, 2022
- Trade date
- Apr 1, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Apr 5, 2022
This filing lists 1 non-derivative transaction. Open-market purchases total $58.3K. It was filed 5 days after the trade.
This amendment replaces 0000905718-22-000538 (filed Apr 5, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Newtyn Management, LLCCIK 0001569241 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2022 | First pref stock, par value $25, 4.80% redeemable | PPurchaseAcquired | +2,400 | $24.29F2 | +$58,296 | 150,380 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities.
- F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.52 to $24.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F3
The original Form 4 filed by the Reporting Person on April 5, 2022 incorrectly reported the transaction date as April 5, 2022. The reported transaction occurred on April 1, 2022 as reported herein.