Newtyn Management, LLC's Form 4 filing
Pacific Gas & Electric Co ยท filed Mar 4, 2022
- Accession no.
- 0000905718-22-000449
- Filed
- Mar 4, 2022
- Trade date
- Feb 10-16, 2022
- Filing delay
- 22 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions. Open-market purchases total $9.40M. It was filed 22 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Newtyn Management, LLCCIK 0001569241 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2022 | First pref stock, par value $25, 5% redeemable | PPurchaseAcquired | +546 | $25.71F2 | +$14,037.66 | 132,830 | Indirect | |
| Feb 10, 2022 | First pref stock, par value $25, 5% redeemable | PPurchaseAcquired | +56,611 | $26.30F3 | +$1,488,869.3 | 189,441 | Indirect | |
| Feb 10, 2022 | First pref stock, par value $25, 5% series A redeemable | PPurchaseAcquired | +962 | $25.59F4 | +$24,617.58 | 51,074 | Indirect | |
| Feb 10, 2022 | First pref stock, par value $25, 5% series A redeemable | PPurchaseAcquired | +55,662 | $26.40F5 | +$1,469,476.8 | 106,736 | Indirect | |
| Feb 10, 2022 | First pref stock, par value $25, 4.80% redeemable | PPurchaseAcquired | +58,083 | $25.78F6 | +$1,497,379.74 | 106,063 | Indirect | |
| Feb 10, 2022 | First pref stock, par value $25, 4.50% redeemable | PPurchaseAcquired | +2,125 | $23.35F7 | +$49,618.75 | 87,125 | Indirect | |
| Feb 10, 2022 | First pref stock, par value $25, 4.50% redeemable | PPurchaseAcquired | +48,387 | $24.70F8 | +$1,195,158.9 | 135,512 | Indirect | |
| Feb 10, 2022 | First pref stock, par value $25, 4.36% series A redeemable | PPurchaseAcquired | +29,427 | $24.50 | +$720,961.5 | 110,219 | Indirect | |
| Feb 11, 2022 | First pref stock, par value $25, 5.50% nonredeemable | PPurchaseAcquired | +299 | $29.10 | +$8,700.9 | 209,678 | Indirect | |
| Feb 15, 2022 | First pref stock, par value $25, 5.50% nonredeemable | PPurchaseAcquired | +1,200 | $28.23F9 | +$33,876 | 210,878 | Indirect | |
| Feb 16, 2022 | First pref stock, par value $25, 5.50% nonredeemable | PPurchaseAcquired | +44,122 | $28.06F10 | +$1,238,063.32 | 255,000 | Indirect | |
| Feb 16, 2022 | First pref stock, par value $25, 5% nonredeemable | PPurchaseAcquired | +15,267 | $26.25 | +$400,758.75 | 65,247 | Indirect | |
| Feb 16, 2022 | First pref stock, par value $25, 4.80% redeemable | PPurchaseAcquired | +41,917 | $25.05 | +$1,050,020.85 | 147,980 | Indirect | |
| Feb 16, 2022 | First pref stock, par value $25, 4.36% series A redeemable | PPurchaseAcquired | +144 | $23.75 | +$3,420 | 110,363 | Indirect | |
| Feb 16, 2022 | First pref stock, par value $25, 4.50% redeemable | PPurchaseAcquired | +8,716 | $23.95 | +$208,748.2 | 144,228 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.23 to $26.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.30 to $26.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.19 to $26.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.40 to $26.67 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.96 to $25.80 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.28 to $23.89 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.44 to $25.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.15 to $28.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.00 to $28.15 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.