Proehl Gerald T's Form 4 filing
Dermata Therapeutics, Inc. (DRMA) · filed Aug 17, 2021
- Accession no.
- 0000905718-21-001094
- Filed
- Aug 17, 2021
- Trade date
- Aug 16-17, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 11 derivative transactions. Open-market purchases total $49.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Proehl Gerald TCIK 0001279191 | Director, Officer (President, CEO and Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | PPurchaseAcquired | +10,000 | $4.96 | +$49,600 | 10,000 | Indirect | |
| Aug 17, 2021 | Common Stock | CConversionAcquired | +17,857 | – | – | 17,857 | Indirect | |
| Aug 17, 2021 | Common Stock | CConversionAcquired | +8,928 | – | – | 8,928 | Indirect | |
| Aug 17, 2021 | Common Stock | CConversionAcquired | +35,767 | – | – | 35,767 | Indirect | |
| Aug 17, 2021 | Common Stock | CConversionAcquired | +361,147 | – | – | 1,278,464 | Indirect | |
| Aug 17, 2021 | Common Stock | CConversionAcquired | +111,951 | – | – | 1,390,415 | Indirect | |
| Aug 17, 2021 | Common Stock | CConversionAcquired | +181,585 | – | – | 1,572,000 | Indirect | |
| Aug 17, 2021 | Common Stock | CConversionAcquired | +1,247,904 | – | – | 2,819,904 | Indirect | |
| Aug 17, 2021 | Common Stock | CConversionAcquired | +85,640 | – | – | 2,905,544 | Indirect | |
| Aug 17, 2021 | Common Stock | PPurchaseAcquired | +142,857 | – | – | 152,857 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2021 | Common Stock | CConversionDisposed | −17,857 | $0.00 | $0 | 0 | Indirect | |
| Aug 17, 2021 | Common Stock | CConversionDisposed | −8,928 | $0.00 | $0 | 0 | Indirect | |
| Aug 17, 2021 | Common Stock | CConversionDisposed | −35,767 | $0.00 | $0 | 0 | Indirect | |
| Aug 17, 2021 | Common Stock | CConversionDisposed | −361,147 | $0.00 | $0 | 0 | Indirect | |
| Aug 17, 2021 | Common Stock | CConversionDisposed | −111,951 | $0.00 | $0 | 0 | Indirect | |
| Aug 17, 2021 | Common Stock | CConversionDisposed | −181,585 | $0.00 | $0 | 0 | Indirect | |
| Aug 17, 2021 | Common Stock | CConversionDisposed | −1,247,904 | $0.00 | $0 | 0 | Indirect | |
| Aug 17, 2021 | Common Stock | CConversionDisposed | −85,640 | $0.00 | $0 | 0 | Indirect | |
| Aug 17, 2021 | Common Stock | CConversionDisposed | −27,987 | $0.00 | $0 | 0 | Indirect | |
| Aug 17, 2021 | Common Stock | CConversionAcquired | +27,987 | $0.00 | $0 | 27,987 | Indirect | |
| Aug 17, 2021 | Common Stock | PPurchaseAcquired | +142,857 | – | – | 142,857 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.