Skip to main content

Smiley Joshua L's Form 4 filing

Zai Lab Ltd (ZLAB) · filed Apr 3, 2026

Accession no.
0000905148-26-001546
Filed
Apr 3, 2026
Trade date
Mar 4-Apr 2, 2026
Filing delay
30 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $196.0K. It was filed 30 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smiley Joshua LCIK 0001725189Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 1, 2026American Depositary SharesMOption exerciseAcquired+32,062––123,088Direct
Apr 2, 2026American Depositary SharesMOption exerciseAcquired+7,145––130,233Direct
Apr 2, 2026American Depositary SharesSSaleDisposed−9,614$20.39−$196,029.46120,619Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 4, 2026American Depositary SharesAGrant or awardAcquired+17,887$0.00$017,887Direct
Apr 1, 2026American Depositary SharesMOption exerciseDisposed−32,062$0.00$064,125Direct
Apr 2, 2026American Depositary SharesMOption exerciseDisposed−7,145$0.00$07,145Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)