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Smiley Joshua L's Form 4 filing

Zai Lab Ltd (ZLAB) · filed Mar 16, 2026

Accession no.
0000905148-26-001286
Filed
Mar 16, 2026
Trade date
Mar 4-13, 2026
Filing delay
12 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $36.6K. It was filed 12 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smiley Joshua LCIK 0001725189Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 12, 2026American Depositary SharesMOption exerciseAcquired+6,388––92,992Direct
Mar 13, 2026American Depositary SharesSSaleDisposed−1,966$18.63−$36,626.5891,026Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 4, 2026American Depositary SharesAGrant or awardAcquired+103,950$0.00$0103,950Direct
Mar 4, 2026American Depositary SharesAGrant or awardAcquired+33,783$0.00$033,783Direct
Mar 12, 2026American Depositary SharesMOption exerciseDisposed−6,388$0.00$019,165Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)