Smiley Joshua L's Form 4 filing
Zai Lab Ltd (ZLAB) · filed Aug 19, 2025
- Accession no.
- 0000905148-25-003061
- Filed
- Aug 19, 2025
- Trade date
- Aug 15-18, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $240.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smiley Joshua LCIK 0001725189 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2025 | American Depositary Shares | MOption exerciseAcquired | +15,900 | –F3 | – | 83,245 | Direct | |
| Aug 18, 2025 | American Depositary Shares | SSaleDisposed | −6,641 | $36.24 | −$240,669.84 | 76,604 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2025 | American Depositary Shares | MOption exerciseDisposed | −15,900 | $0.00 | $0 | 31,800 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Each RSU represents a contingent right to receive one ADS.
Referenced by the price of 1 transaction in Table I.
Remarks
President and Chief Operating Officer