McKay Christopher J.'s Form 4 filing
OppFi Inc. (OPFI) · filed Jul 3, 2025
- Accession no.
- 0000905148-25-002338
- Filed
- Jul 3, 2025
- Trade date
- May 21-Jul 2, 2025
- Filing delay
- 43 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $121.1K. It was filed 43 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McKay Christopher J.CIK 0001874705 | Officer (Chief Risk & Analytics Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2025 | Class V Common Stock | DReturned to the companyDisposed | −101,489 | $0.00F2 | $0 | 1,350,000 | Indirect | |
| May 21, 2025 | Class A Common Stock | MOption exerciseAcquired | +101,489 | $0.00F4 | $0 | 194,823 | Direct | |
| Jul 1, 2025 | Class A Common Stock | MOption exerciseAcquired | +3,850 | $0.00 | $0 | 198,673 | Direct | |
| Jul 1, 2025 | Class A Common Stock | FTax withholdingDisposed | −938 | $13.99 | −$13,122.62 | 197,735 | Direct | |
| Jul 1, 2025 | Class A Common Stock | FTax withholdingDisposed | −1,970 | $13.99 | −$27,560.3 | 195,765 | Direct | |
| Jul 1, 2025 | Class A Common Stock | FTax withholdingDisposed | −1,369 | $13.99 | −$19,152.31 | 194,396 | Direct | |
| Jul 2, 2025 | Class A Common Stock | SSaleDisposed | −9,030 | $13.41 | −$121,092.3 | 185,366 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2025 | Class A Common Stock | MOption exerciseDisposed | −101,489 | $0.00 | $0 | 1,350,000 | Indirect | |
| Jul 1, 2025 | Class A Common Stock | MOption exerciseDisposed | −3,850 | $0.00 | $0 | 3,852 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial").
Referenced by the price of 1 transaction in Table I.
- F4
Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights by OFMH.
Referenced by the price of 1 transaction in Table I.