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Du Ying's Form 4 filing

Zai Lab Ltd (ZLAB) · filed May 15, 2025

Accession no.
0000905148-25-001753
Filed
May 15, 2025
Trade date
May 13-14, 2025
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.73M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Du YingCIK 0001731790Director, Officer (Chairperson & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 13, 2025American Depositary SharesMOption exerciseAcquired+50,000$0.60+$30,000529,851Direct
May 13, 2025American Depositary SharesSSaleDisposed−47,780$28.56−$1,364,596.8482,071Direct
May 13, 2025American Depositary SharesSSaleDisposed−2,220$28.89−$64,135.8479,851Direct
May 14, 2025American Depositary SharesMOption exerciseAcquired+46,389$0.60+$27,833.4526,240Direct
May 14, 2025American Depositary SharesSSaleDisposed−46,006$28.08−$1,291,848.48480,234Direct
May 14, 2025American Depositary SharesSSaleDisposed−383$28.83−$11,041.89479,851Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 13, 2025American Depositary SharesMOption exerciseDisposed−50,000$0.00$0242,776Direct
May 14, 2025American Depositary SharesMOption exerciseDisposed−46,389$0.00$0196,387Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)