Du Ying's Form 4 filing
Zai Lab Ltd (ZLAB) · filed Apr 3, 2025
- Accession no.
- 0000905148-25-001080
- Filed
- Apr 3, 2025
- Trade date
- Apr 1-2, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $208.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Du YingCIK 0001731790 | Director, Officer (Chairperson & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2025 | American Depositary Shares | MOption exerciseAcquired | +10,800 | –F3 | – | 478,454 | Direct | |
| Apr 1, 2025 | American Depositary Shares | MOption exerciseAcquired | +3,400 | –F3 | – | 481,854 | Direct | |
| Apr 2, 2025 | American Depositary Shares | SSaleDisposed | −5,808 | $35.89 | −$208,449.12 | 476,046 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2025 | American Depositary Shares | MOption exerciseDisposed | −10,800 | $0.00 | $0 | 21,600 | Direct | |
| Apr 1, 2025 | American Depositary Shares | MOption exerciseDisposed | −3,400 | $0.00 | $0 | 3,400 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Each RSU represents a contingent right to receive one ADS.
Referenced by the price of 2 transactions in Table I.