Zelter James C's Form 4 filing
Apollo Global Management, Inc.APO · filed Dec 11, 2024
- Accession no.
- 0000905148-24-003363
- Filed
- Dec 11, 2024
- Trade date
- Dec 9, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 16 non-derivative transactions. Open-market sales total $87.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zelter James CCIK 0001382483 | Director, Officer (Co-President (See Remarks)) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2024 | Common Stock | JOtherDisposed | −134,500 | –F1 | – | 647,222 | Indirect | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −160,843 | $172.29F3 | −$27,711,640.47 | 486,379 | Indirect | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −98,116 | $172.99F4 | −$16,973,086.84 | 388,263 | Indirect | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −124,561 | $174.24F5 | −$21,703,508.64 | 263,702 | Indirect | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −8,618 | $175.24F6 | −$1,510,218.32 | 255,084 | Indirect | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −33,308 | $176.15F7 | −$5,867,204.2 | 221,776 | Indirect | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −39,990 | $177.23F8 | −$7,087,427.7 | 181,786 | Indirect | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −16,654 | $177.98F9 | −$2,964,078.92 | 165,132 | Indirect | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −3,900 | $178.87F10 | −$697,593 | 161,232 | Indirect | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −5,147 | $172.35F11 | −$887,085.45 | 630,028 | Indirect | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −2,363 | $173.10F13 | −$409,035.3 | 627,665 | Indirect | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −3,600 | $174.28F14 | −$627,408 | 624,065 | Indirect | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −700 | $175.75F15 | −$123,025 | 623,365 | Indirect | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −1,100 | $176.88F16 | −$194,568 | 622,265 | Indirect | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −800 | $177.66F17 | −$142,128 | 621,465 | Indirect | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −300 | $178.48F18 | −$53,544 | 621,165 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On December 9, 2024, as sole trustee of The James C. Zelter 2023 GRAT No. 1 (the "2023 GRAT"), the reporting person transferred 134,500 shares of the Issuer's common stock, valued at $24,578,79.50, from the 2023 GRAT to a separate trust for which there is an independent trustee, in exchange for municipal bonds with the same market value. The reporting person has no direct or indirect voting or investment control over, and no beneficial ownership in, the assets held by the separate trust.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.66 to $172.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.66 to $173.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.66 to $174.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.66 to $175.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.67 to $176.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.67 to $177.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.67 to $178.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.68 to $179.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.73 to $172.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.77 to $173.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.91 to $174.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.21 to $176.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.27 to $177.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F17
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.27 to $177.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F18
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.29 to $178.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Co-President of Apollo Asset Management, Inc.