MetLife Investment Management, LLC's Form 4 filing
Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) · filed Sep 20, 2024
- Accession no.
- 0000905148-24-002578
- Filed
- Sep 20, 2024, 4:20 PM ET
- Trade date
- Sep 18-20, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions. Open-market purchases total $7.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| MetLife Investment Management, LLCCIK 0001529735 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 18, 2024 | 5.45% Series ZZ Senior Unsecured Notes Due Sep. 18, 2036 | PPurchaseAcquired | +9,600,000 | $9,600,000.00F1 | +$92,160,000,000,000 | – | Indirect | Price outlier |
| Sep 18, 2024 | 5.45% Series ZZ Senior Unsecured Notes Due Sep. 18, 2036 | PPurchaseAcquired | +3,900,000 | $3,900,000.00F1 | +$15,210,000,000,000 | – | Indirect | Price outlier |
| Sep 18, 2024 | 5.45% Series ZZ Senior Unsecured Notes Due Sep. 18, 2036 | PPurchaseAcquired | +1,500,000 | $1,500,000.00F1 | +$2,250,000,000,000 | – | Indirect | Price outlier |
| Sep 18, 2024 | Series X Mandatory Redeemable Preferred Shares | PPurchaseAcquired | +280,000 | $25.00 | +$7,000,000 | 280,000 | Indirect | |
| Sep 20, 2024 | Series V Mandatory Redeemable Preferred Shares | JOtherDisposed | −214,000 | –F4 | – | 0 | Indirect | |
| Sep 20, 2024 | Series V Mandatory Redeemable Preferred Shares | JOtherDisposed | −106,000 | –F4 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price reflects the aggregate principal amount of the 5.45% Series ZZ Senior Unsecured Notes Due September 18, 2036 purchased.
Referenced by the price of 3 transactions in Table I.
- F4
These Series V Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9 thereunder.
Referenced by the price of 2 transactions in Table I.