Du Ying's Form 4 filing
Zai Lab Ltd (ZLAB) · filed Jun 27, 2024
- Accession no.
- 0000905148-24-001802
- Filed
- Jun 27, 2024
- Trade date
- Jun 25-26, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $428.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Du YingCIK 0001731790 | Director, Officer (Chairperson & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 25, 2024 | American Depositary Shares | MOption exerciseAcquired | +58,800 | – | – | 1,166,772 | Direct | |
| Jun 26, 2024 | American Depositary Shares | SSaleDisposed | −23,939 | $17.90 | −$428,508.1 | 1,142,833 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 25, 2024 | American Depositary Shares | MOption exerciseDisposed | −58,800 | $0.00 | $0 | 117,600 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.