Smiley Joshua L's Form 4 filing
Zai Lab Ltd (ZLAB) · filed Apr 5, 2024
- Accession no.
- 0000905148-24-001114
- Filed
- Apr 5, 2024
- Trade date
- Apr 3-4, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $31.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smiley Joshua LCIK 0001725189 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2024 | American Depositary Shares | MOption exerciseAcquired | +7,145 | $15.90 | +$113,605.5 | 30,672 | Direct | |
| Apr 4, 2024 | American Depositary Shares | SSaleDisposed | −1,988 | $15.67 | −$31,151.96 | 28,684 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2024 | American Depositary Shares | MOption exerciseDisposed | −7,145 | $0.00 | $0 | 21,435 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.