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Amado Rafael's Form 4 filing

Zai Lab Ltd (ZLAB) · filed Apr 5, 2024

Accession no.
0000905148-24-001109
Filed
Apr 5, 2024
Trade date
Apr 3-4, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $30.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Amado RafaelCIK 0001662119Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 3, 2024American Depositary SharesMOption exerciseAcquired+5,391$15.90+$85,716.925,484Direct
Apr 4, 2024American Depositary SharesSSaleDisposed−1,952$15.67−$30,587.8423,532Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 3, 2024American Depositary SharesMOption exerciseDisposed−5,391$0.00$016,173Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)