Du Ying's Form 4 filing
Zai Lab Ltd (ZLAB) · filed Apr 3, 2024
- Accession no.
- 0000905148-24-001092
- Filed
- Apr 3, 2024
- Trade date
- Apr 1-2, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $93.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Du YingCIK 0001731790 | Director, Officer (Chairperson & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | American Depositary Shares | MOption exerciseAcquired | +10,800 | $16.72 | +$180,576 | 1,110,359 | Direct | |
| Apr 1, 2024 | American Depositary Shares | MOption exerciseAcquired | +3,400 | $16.72 | +$56,848 | 1,113,759 | Direct | |
| Apr 2, 2024 | American Depositary Shares | SSaleDisposed | −4,400 | $16.15 | −$71,060 | 1,109,359 | Direct | |
| Apr 2, 2024 | American Depositary Shares | SSaleDisposed | −1,387 | $16.15 | −$22,400.05 | 1,107,972 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | American Depositary Shares | MOption exerciseDisposed | −10,800 | $0.00 | $0 | 32,400 | Direct | |
| Apr 1, 2024 | American Depositary Shares | MOption exerciseDisposed | −3,400 | $0.00 | $0 | 6,800 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.