Willis Austin Chandler's Form 4/A amendment
AmendedWillis Lease Finance Corp (WLFC) · filed Mar 4, 2024
- Accession no.
- 0000905148-24-000856
- Filed
- Mar 4, 2024
- Trade date
- Nov 13-15, 2023
- Filing delay
- 112 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Nov 15, 2023
This filing lists 4 non-derivative transactions. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $620.8K. It was filed 112 days after the trade.
This amendment restates part of 0000905148-23-001458 (filed Nov 15, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Willis Austin ChandlerCIK 0001453104 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 13, 2023 | Common Stock | SSaleDisposed | −3,000 | $44.03F1 | −$132,090 | 243,715 | Indirect | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −8,000 | $44.49F2 | −$355,920 | 235,715 | Indirect | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −2,459 | $44.22F3 | −$108,736.98 | 233,256 | Indirect | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −541 | $44.55F4 | −$24,101.55 | 232,715 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000905148-23-001458 (filed Nov 15, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 13, 2023 | Common Stock | GGiftAcquired | +8,000 | $0.00 | $0 | 15,922 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $43.95 to $44.50, inclusive. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $44.20 to $45.00, inclusive. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $44.00 to $44.47, inclusive. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $45.20 to $45.81, inclusive. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
2019 Willis Family Trust, Austin Willis Trustee.
- F6
Includes 213,415 shares having shared voting power of CFW Partners with Charles F. Willis IV.
Remarks
On November 15, 2023, the reporting person filed a Form 4 which inadvertently reported that all shares were sold directly by the reporting person. In fact, as reported in this amendment, all shares were sold by the 2019 Willis Family Trust. As of November 15, 2023, the reporting person directly held 112,669 shares, and the 2019 Willis Family Trust directly held 232,715 shares. As of the date of this amendment, the reporting person directly holds 116,635 shares, and the 2019 Willis Family Trust directly holds 232,715 shares.