Cowen And Company, LLC's Form 4 filing
Currenc Group Inc. (CURR) · filed Feb 23, 2024
- Accession no.
- 0000905148-24-000789
- Filed
- Feb 23, 2024, 4:34 PM ET
- Trade date
- Feb 21-22, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $1.20M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cowen And Company, LLCCIK 0000048966 | 10% Owner |
| Cowen Holdings, Inc.CIK 0001355007 | 10% Owner |
| Cowen Inc.CIK 0001466538 | 10% Owner |
| RCG LV Pearl LLCCIK 0001613404 | 10% Owner |
| Cowen Financial Products LLCCIK 0001771015 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2024 | Class A Ordinary Shares | SSaleDisposed | −5,000 | $11.36 | −$56,800 | 374,878 | Indirect | |
| Feb 22, 2024 | Class A Ordinary Shares | SSaleDisposed | −100,574 | $11.35 | −$1,141,514.9 | 274,304 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.