Amado Rafael's Form 4 filing
Zai Lab Ltd (ZLAB) · filed Jan 3, 2024
- Accession no.
- 0000905148-24-000063
- Filed
- Jan 3, 2024
- Trade date
- Dec 29, 2023-Jan 2, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $509.2K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Amado RafaelCIK 0001662119 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 29, 2023 | American Depositary Shares | MOption exerciseAcquired | +21,000 | – | – | 21,000 | Direct | |
| Dec 29, 2023 | American Depositary Shares | MOption exerciseAcquired | +21,000 | – | – | 42,000 | Direct | |
| Jan 2, 2024 | American Depositary Shares | SSaleDisposed | −19,363 | $26.30 | −$509,246.9 | 22,637 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 29, 2023 | American Depositary Shares | MOption exerciseDisposed | −21,000 | $0.00 | $0 | 0 | Direct | |
| Dec 29, 2023 | American Depositary Shares | MOption exerciseDisposed | −21,000 | $0.00 | $0 | 84,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.