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Ward Mason's Form 4 filing

Banzai International, Inc. (PARA) · filed Dec 26, 2023

Accession no.
0000905148-23-001705
Filed
Dec 26, 2023, 2:10 PM ET
Trade date
Dec 21, 2023
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $18.1K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ward MasonCIK 0002003478Director, 10% Owner, Other: See Remarks
Alco Investment CoCIK 0002003690Director, 10% Owner, Other: See Remarks

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 21, 2023Class A Common StockPPurchaseAcquired+5,000$3.63F1+$18,13530,170Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The transaction was executed in multiple trades in prices ranging from $3.56 to $3.7099, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Remarks

ALCO Investment Company may be deemed to be a director by deputization of the Issuer for purposes of Section 16 of the Exchange Act by virtue of the fact that Mason Ward currently serves on the Issuer's board of directors.

Read the full filing on SEC EDGAR (opens in a new tab)