Chen Yajing's Form 4 filing
Zai Lab Ltd (ZLAB) · filed Nov 3, 2023
- Accession no.
- 0000905148-23-001298
- Filed
- Nov 3, 2023
- Trade date
- Nov 1-2, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.16K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chen YajingCIK 0001985694 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2023 | American Depositary Shares | MOption exerciseAcquired | +500 | – | – | 7,147 | Direct | |
| Nov 2, 2023 | American Depositary Shares | SSaleDisposed | −165 | $25.23 | −$4,162.95 | 6,982 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2023 | American Depositary Shares | MOption exerciseDisposed | −500 | $0.00 | $0 | 1,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.