Whitebox Advisors LLC's Form 4 filing
Hycroft Mining Holding Corp (HYMC) · filed Sep 7, 2021
- Accession no.
- 0000905148-21-000629
- Filed
- Sep 7, 2021, 6:38 PM ET
- Trade date
- Sep 2-7, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market sales total $5.92M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Whitebox Advisors LLCCIK 0001257391 | 10% Owner |
| Whitebox General Partner LLCCIK 0001650272 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Class A Common Stock, $0.0001 par value | SSaleDisposed | −3,200,000 | $1.85 | −$5,920,000 | 8,743,317 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2021 | Class A Common Stock, $0.0001 par value | SSaleDisposed | −327,943 | $0.3185 | −$104,449.85 | 585,074 | Indirect | |
| Sep 7, 2021 | Class A Common Stock, $0.0001 par value | SSaleDisposed | −272,822 | $0.2434 | −$66,404.87 | 312,252 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.