Sherman Jeffrey J.'s Form 4 filing
DoubleLine Yield Opportunities Fund (DLY) · filed Sep 25, 2026
- Accession no.
- 0000904454-26-000490
- Filed
- Sep 25, 2026, 5:19 PM ET
- Trade date
- Sep 24, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $130.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sherman Jeffrey J.CIK 0001539718 | Officer (Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 24, 2026 | Common Shares | PPurchaseAcquired | +10,000 | $13.03F1 | +$130,300 | – | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These common shares of beneficial interest (the "Common Shares") of DoubleLine Yield Opportunities Fund (the "Fund") were acquired in multiple transactions at prices ranging from $13.0199 to $13.0304 per share, inclusive. The Reporting Person undertakes to provide the Fund, any security holder of the Fund, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares purchased at each separate price within the range set forth in this footnote (1).
Referenced by the price of 1 transaction in Table I.