Soteropoulos Paula's Form 4 filing
uniQure N.V. (QURE) · filed Dec 15, 2022
- Accession no.
- 0000904454-22-000633
- Filed
- Dec 15, 2022
- Trade date
- Dec 13-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $159.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Soteropoulos PaulaCIK 0001692444 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Ordinary Shares | MOption exerciseAcquired | +3,000 | $5.37 | +$16,110 | 19,382 | Direct | |
| Dec 13, 2022 | Ordinary Shares | SSaleDisposed | −3,000 | $23.45 | −$70,350 | 16,382 | Direct | |
| Dec 14, 2022 | Ordinary Shares | MOption exerciseAcquired | +3,800 | –F2 | – | 20,182 | Direct | |
| Dec 14, 2022 | Ordinary Shares | SSaleDisposed | −3,800 | $23.43 | −$89,034 | 16,382 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Ordinary Shares | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 8,000 | Direct | |
| Dec 14, 2022 | Ordinary Shares | MOption exerciseDisposed | −3,800 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The Stock Option exercise price was EUR 10.10 per share or $10.69, as converted, based on the exchange rate at on December 13, 2022 of EUR 1 to $1.058.
Referenced by the price of 1 transaction in Table I.