Kuta Alexander Edward III's Form 4 filing
uniQure N.V. (QURE) · filed Jul 29, 2022
- Accession no.
- 0000904454-22-000400
- Filed
- Jul 29, 2022
- Trade date
- Jul 27-28, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $944.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kuta Alexander Edward IIICIK 0001696698 | Officer (Executive VP, Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2022 | Ordinary Shares | MOption exerciseAcquired | +10,404 | $5.31 | +$55,245.24 | 105,600 | Direct | |
| Jul 27, 2022 | Ordinary Shares | SSaleDisposed | −10,404 | $25.00 | −$260,100 | 95,196 | Direct | |
| Jul 28, 2022 | Ordinary Shares | MOption exerciseAcquired | +27,358 | $5.31 | +$145,270.98 | 122,554 | Direct | |
| Jul 28, 2022 | Ordinary Shares | SSaleDisposed | −26,952 | $25.00 | −$673,800 | 95,602 | Direct | |
| Jul 28, 2022 | Ordinary Shares | SSaleDisposed | −406 | $25.01 | −$10,154.06 | 95,196 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2022 | Ordinary Shares | MOption exerciseDisposed | −10,404 | $0.00 | $0 | 27,358 | Direct | |
| Jul 28, 2022 | Ordinary Shares | MOption exerciseDisposed | −27,358 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.