Kuta Alexander Edward III's Form 4 filing
uniQure N.V. (QURE) · filed Jul 25, 2022
- Accession no.
- 0000904454-22-000398
- Filed
- Jul 25, 2022
- Trade date
- Jul 21-22, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $155.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kuta Alexander Edward IIICIK 0001696698 | Officer (Executive VP, Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 21, 2022 | Ordinary Shares | MOption exerciseAcquired | +595 | $5.31 | +$3,159.45 | 95,791 | Direct | |
| Jul 21, 2022 | Ordinary Shares | SSaleDisposed | −595 | $25.00 | −$14,875 | 95,196 | Direct | |
| Jul 22, 2022 | Ordinary Shares | MOption exerciseAcquired | +5,643 | $5.31 | +$29,964.33 | 100,839 | Direct | |
| Jul 22, 2022 | Ordinary Shares | SSaleDisposed | −5,643 | $25.00 | −$141,075 | 95,196 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 21, 2022 | Ordinary Shares | MOption exerciseDisposed | −595 | $0.00 | $0 | 43,405 | Direct | |
| Jul 22, 2022 | Ordinary Shares | MOption exerciseDisposed | −5,643 | $0.00 | $0 | 37,762 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.