Nanji Farhad's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Feb 15, 2022
- Accession no.
- 0000904454-22-000153
- Filed
- Feb 15, 2022
- Trade date
- Feb 11-14, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $5.84M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nanji FarhadCIK 0001575023 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 11, 2022 | Common Stock | PPurchaseAcquired | +35,000 | $61.02 | +$2,135,700 | 4,470,810 | Indirect | |
| Feb 14, 2022 | Common Stock | PPurchaseAcquired | +12,930 | $61.01 | +$788,859.3 | 4,483,740 | Indirect | |
| Feb 14, 2022 | Common Stock | PPurchaseAcquired | +48,052 | $60.74 | +$2,918,678.48 | 4,531,792 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.