Nanji Farhad's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Feb 11, 2022
- Accession no.
- 0000904454-22-000132
- Filed
- Feb 11, 2022
- Trade date
- Feb 9-10, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $12.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nanji FarhadCIK 0001575023 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2022 | Common Stock | PPurchaseAcquired | +125,000 | $61.44 | +$7,680,000 | 4,356,792 | Indirect | |
| Feb 10, 2022 | Common Stock | PPurchaseAcquired | +75,000 | $60.62 | +$4,546,500 | 4,431,792 | Indirect | |
| Feb 10, 2022 | Common Stock | PPurchaseAcquired | +4,018 | $59.84 | +$240,437.12 | 4,435,810 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.