Nanji Farhad's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Nov 23, 2021
- Accession no.
- 0000904454-21-000805
- Filed
- Nov 23, 2021
- Trade date
- Nov 19-23, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $18.2M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nanji FarhadCIK 0001575023 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | Common Stock | PPurchaseAcquired | +126,379 | $63.77 | +$8,059,188.83 | 3,658,171 | Indirect | |
| Nov 22, 2021 | Common Stock | PPurchaseAcquired | +125,321 | $64.78F2 | +$8,118,294.38 | 3,783,492 | Indirect | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +31,172 | $64.97 | +$2,025,244.84 | 3,814,664 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. 1,599 of the shares were purchased at $64.33 and 123,722 of the shares were purchased at $64.79.
Referenced by the price of 1 transaction in Table I.