Dennehy Robert's Form 4/A amendment
AmendedMACOM Technology Solutions Holdings, Inc. (MTSI) · filed Nov 5, 2021
- Accession no.
- 0000904454-21-000751
- Filed
- Nov 5, 2021
- Trade date
- Sep 10-13, 2021
- Filing delay
- 56 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 14, 2021
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.08M. It was filed 56 days after the trade.
This amendment replaces 0000904454-21-000654 (filed Sep 14, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dennehy RobertCIK 0001588004 | Officer (SVP, Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2021 | Common Stock | SSaleDisposed | −6,679 | $65.00 | −$434,135 | 85,259 | Direct | |
| Sep 13, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $17.50 | +$175,000 | 95,259 | Direct | |
| Sep 13, 2021 | Common Stock | SSaleDisposed | −10,000 | $64.83F2 | −$648,300 | 85,259 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 20,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.43 to $65.30. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.