Daly Stephen G's Form 4/A amendment
AmendedMACOM Technology Solutions Holdings, Inc. (MTSI) · filed Nov 3, 2021
- Accession no.
- 0000904454-21-000743
- Filed
- Nov 3, 2021
- Trade date
- Oct 27-29, 2021
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Oct 29, 2021
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.82M. It was filed 7 days after the trade.
This amendment replaces 0000904454-21-000725 (filed Oct 29, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Daly Stephen GCIK 0001330184 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2021 | Common Stock | AGrant or awardAcquired | +10,740 | $0.00 | $0 | 251,787 | Direct | |
| Oct 28, 2021 | Common Stock | FTax withholdingDisposed | −2,096 | $69.63 | −$145,944.48 | 249,691 | Direct | |
| Oct 29, 2021 | Common Stock | MOption exerciseAcquired | +25,941 | $14.15 | +$367,065.15 | 275,632 | Direct | |
| Oct 29, 2021 | Common Stock | SSaleDisposed | −25,941 | $70.00 | −$1,815,870 | 249,691 | Direct | |
| Oct 29, 2021 | Common Stock | FTax withholdingDisposed | −3,737 | $69.82 | −$260,917.34 | 245,954 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 29, 2021 | Common Stock | MOption exerciseDisposed | −25,941 | $0.00 | $0 | 164,059 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents restricted stock units granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest in three equal annual installments on October 27, 2022, October 27, 2023 and October 27, 2024, provided that the Reporting Person remains in continuous service with the Issuer through each such vesting date.
- F2
Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on October 28, 2021.
- F3
The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- F4
Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on October 29, 2021.