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Rubric Capital Management LP's Form 4 filing

Heron Therapeutics, Inc. (HRTX) · filed Aug 12, 2025

Accession no.
0000902664-25-003535
Filed
Aug 12, 2025, 6:00 PM ET
Trade date
Aug 8, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market purchases total $3.58M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rubric Capital Management LPCIK 000168750910% Owner
Rosen David EfraimCIK 000189867710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 8, 2025Common Stock, par value $0.01 per share ("Common Stock")PPurchaseAcquired+2,387,225$1.50+$3,580,837.529,100,728Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 8, 2025Convertible Senior Unsecured Promissory Notes ("Notes")PPurchaseAcquired–$33,250,000.00––IndirectPrice outlier
Aug 8, 2025Common StockPPurchaseAcquired+946,100$15.00+$1,419,15094,610Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)