Oasis Management Co Ltd.'s Form 4/A amendment
AmendedMoatable, Inc. (MTBLY) · filed Jan 16, 2025
- Accession no.
- 0000902664-25-000276
- Filed
- Jan 16, 2025, 4:10 PM ET
- Trade date
- Oct 21, 2024
- Filing delay
- 87 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Dec 11, 2024
This filing lists 1 non-derivative transaction and 1 derivative transaction. It carries over 17 transactions from the original filing that it did not restate. It was filed 87 days after the trade.
This amendment restates part of 0000902664-24-006891 (filed Dec 11, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oasis Management Co Ltd.CIK 0001317904 | 10% Owner |
| Fischer SethCIK 0001456474 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 21, 2024 | Class A Ordinary Shares | PPurchaseAcquired | +59,168 | $0.84F1 | +$49,701.12 | 2,662,560 | Indirect | Price outlier |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 21, 2024 | Class A Ordinary Shares | JOtherDisposed | −2,662,560 | –F5 | – | – | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000902664-24-006891 (filed Dec 11, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2024 | Class A Ordinary Shares | SSaleDisposed | −45,000 | $0.80F1 | −$36,000 | 98,869,185 | Indirect | Price outlier |
| May 16, 2024 | Class A Ordinary Shares | SSaleDisposed | −803,925 | $0.8011F1 | −$644,024.32 | 98,065,260 | Indirect | Price outlier |
| May 17, 2024 | Class A Ordinary Shares | SSaleDisposed | −135,000 | $0.80F1 | −$108,000 | 97,930,260 | Indirect | Price outlier |
| Sep 20, 2024 | Class A Ordinary Shares | SSaleDisposed | −300,285 | $0.8006F1 | −$240,408.17 | 97,629,975 | Indirect | Price outlier |
| Sep 23, 2024 | Class A Ordinary Shares | SSaleDisposed | −1,274,715 | $0.8005F1 | −$1,020,409.36 | 96,355,260 | Indirect | Price outlier |
| Sep 27, 2024 | Class A Ordinary Shares | SSaleDisposed | −320,490 | $0.80F1 | −$256,392 | 96,034,770 | Indirect | Price outlier |
| Sep 30, 2024 | Class A Ordinary Shares | SSaleDisposed | −43,560 | $0.80F1 | −$34,848 | 95,991,210 | Indirect | Price outlier |
| Oct 1, 2024 | Class A Ordinary Shares | SSaleDisposed | −350,010 | $0.80F1 | −$280,008 | 95,641,200 | Indirect | Price outlier |
| Oct 2, 2024 | Class A Ordinary Shares | SSaleDisposed | −312,030 | $0.80F1 | −$249,624 | 95,329,170 | Indirect | Price outlier |
| Oct 3, 2024 | Class A Ordinary Shares | SSaleDisposed | −154,485 | $0.80F1 | −$123,588 | 95,174,685 | Indirect | Price outlier |
| Oct 4, 2024 | Class A Ordinary Shares | SSaleDisposed | −807,975 | $0.801F1 | −$647,187.98 | 94,366,710 | Indirect | Price outlier |
| Oct 7, 2024 | Class A Ordinary Shares | SSaleDisposed | −90,000 | $0.80F1 | −$72,000 | 94,276,710 | Indirect | Price outlier |
| Oct 8, 2024 | Class A Ordinary Shares | SSaleDisposed | −388,485 | $0.80F1 | −$310,788 | 93,888,225 | Indirect | Price outlier |
| Oct 10, 2024 | Class A Ordinary Shares | SSaleDisposed | −45,000 | $0.8011F1 | −$36,049.5 | 93,843,225 | Indirect | Price outlier |
| Oct 11, 2024 | Class A Ordinary Shares | SSaleDisposed | −394,560 | $0.8003F1 | −$315,766.37 | 93,448,665 | Indirect | Price outlier |
| Oct 14, 2024 | Class A Ordinary Shares | SSaleDisposed | −89,955 | $0.80F1 | −$71,964 | 93,358,710 | Indirect | Price outlier |
| Dec 9, 2024 | Class A Ordinary Shares | SSaleDisposed | −93,358,710 | $1.17F1 | −$109,379,064.64 | 0 | Indirect | Price outlier |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
The Class A ordinary shares, par value $0.001 per share ("Class A Ordinary Shares") sold were in the form of American Depositary Shares ("ADSs"). The reported price is the price of each ADS sold, the price was paid in USD. Each ADS represents 45 Class A Ordinary Shares.
Referenced by the price of 17 transactions in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class A ordinary shares, par value $0.001 per share ("Class A Ordinary Shares") purchased were in the form of American Depositary Shares ("ADSs"). The reported price is the price of each ADS purchased, the price was paid in USD. Each ADS represents 45 Class A Ordinary Shares.
Referenced by the price of 1 transaction in Table I.
- F2
The Class A Ordinary Shares are held in the form of American Depositary Shares ("ADSs"). Each ADS represents 45 Class A Ordinary Shares.
- F3
The securities reported herein are held directly by Oasis Investments Limited, a Cayman Islands exempted company ("Oasis Investments"). Seth Fischer is the indirect controlling shareholder of Oasis Investments.
- F4
The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any.
- F5
The notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps held by Oasis Investments with reference prices ranging from $0.40 to $33.10 were settled pursuant to their terms. The Derivative Agreements referenced 59,168 ADSs. Each ADS represents 45 Class A Ordinary Shares.
Referenced by the price of 1 transaction in Table II.