Alpha Wave Global, LP's Form 4 filing
Alto Neuroscience, Inc. (ANRO) · filed Feb 8, 2024
- Accession no.
- 0000902664-24-001290
- Filed
- Feb 8, 2024, 4:32 PM ET
- Trade date
- Feb 6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market purchases total $9.60M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Alpha Wave Global, LPCIK 0001558858 | 10% Owner |
| Alpha Wave Ventures GP, LtdCIK 0002007422 | 10% Owner |
| Lunate Holding RSC LtdCIK 0002009522 | 10% Owner |
| Chimera Investment LLCCIK 0002009884 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2024 | Common Stock | CConversionAcquired | +1,962,995 | – | – | 1,962,995 | Indirect | |
| Feb 6, 2024 | Common Stock | CConversionAcquired | +1,144,762 | – | – | 3,107,757 | Indirect | |
| Feb 6, 2024 | Common Stock | PPurchaseAcquired | +600,000 | $16.00 | +$9,600,000 | 3,707,757 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2024 | Common Stock | CConversionDisposed | −1,962,995 | $0.00 | $0 | 0 | Indirect | |
| Feb 6, 2024 | Common Stock | CConversionDisposed | −1,144,763 | $0.00 | $0 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.