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Altman Jeffrey A's Form 4 filing

OCA Acquisition Corp. (OCAX) · filed Dec 22, 2023

Accession no.
0000902664-23-006007
Filed
Dec 22, 2023, 7:59 AM ET
Trade date
Dec 20-21, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $5.35M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Altman Jeffrey ACIK 000126975110% Owner
Owl Creek Asset Management, L.P.CIK 000131375610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 20, 2023Class A Common Stock, par value $0.0001 per shareSSaleDisposed−150,000$10.80−$1,620,000450,000Indirect
Dec 21, 2023Class A Common Stock, par value $0.0001 per shareSSaleDisposed−75,000$10.80−$810,000375,000Indirect
Dec 21, 2023Class A Common Stock, par value $0.0001 per shareSSaleDisposed−270,309$10.79−$2,916,634.11104,691Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)