Elliott Investment Management L.P.'s Form 4 filing
Peabody Energy Corp (BTU) · filed Dec 21, 2023
- Accession no.
- 0000902664-23-005983
- Filed
- Dec 21, 2023
- Trade date
- Dec 19-20, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $43.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elliott Investment Management L.P.CIK 0001791786 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 19, 2023 | Common Stock, par value $0.01 per share ("Common Stock") | SSaleDisposed | −850,000 | $24.17 | −$20,544,500 | 14,105,000 | Indirect | |
| Dec 20, 2023 | Common Stock | SSaleDisposed | −950,000 | $24.40 | −$23,180,000 | 13,155,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 19, 2023 | Common Stock | SSaleDisposed | −1,000,000 | $68.00 | −$680,000 | 10,000 | Indirect | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −1,000,000 | $23.02 | −$230,200 | 10,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.