Sundheim Daniel S.'s Form 4 filing
Maplebear Inc. (CART) · filed Sep 25, 2023
- Accession no.
- 0000902664-23-004920
- Filed
- Sep 25, 2023, 7:43 PM ET
- Trade date
- Sep 21, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 12 non-derivative transactions and 7 derivative transactions. Open-market purchases total $30.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sundheim Daniel S.CIK 0001621588 | Director, 10% Owner |
| D1 Capital Partners L.P.CIK 0001747057 | Director, 10% Owner, Other: See Remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2023 | Common Stock | CConversionAcquired | +4,929,074 | –F1 | – | 6,857,551 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionAcquired | +1,126,930 | –F1 | – | 7,984,481 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionAcquired | +1,079,905 | –F1 | – | 9,064,386 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionAcquired | +26,017,127 | –F1 | – | 35,081,513 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionAcquired | +1,039,675 | –F1 | – | 36,121,188 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionAcquired | +500,000 | –F1 | – | 36,621,188 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionAcquired | +120,000 | –F1 | – | 36,741,188 | Indirect | |
| Sep 21, 2023 | Non-Voting Common Stock | JOtherDisposed | −100,747 | –F2 | – | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | JOtherAcquired | +100,747 | –F2 | – | 36,841,935 | Indirect | |
| Sep 21, 2023 | Non-Voting Common Stock | JOtherDisposed | −14,283 | –F2 | – | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | JOtherAcquired | +14,283 | –F2 | – | 14,283 | Indirect | |
| Sep 21, 2023 | Common Stock | PPurchaseAcquired | +1,000,000 | $30.00 | +$30,000,000 | 37,841,935 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2023 | Common Stock | CConversionDisposed | −4,929,074 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −1,126,930 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −1,079,905 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −26,017,127 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −1,039,675 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −500,000 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −120,000 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis.
Referenced by the price of 7 transactions in Table I.
- F2
Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock.
Referenced by the price of 4 transactions in Table I.
Remarks
The Investment Manager may be deemed to be a director by deputization for purposes of Section 16 under the Securities Exchange Act of 1934 by virtue of the fact that Mr. Sundheim currently serves on the board of directors of the Issuer.