Adage Capital Partners, L.P.'s Form 4 filing
GCM Grosvenor Inc.GCMG · filed May 10, 2023
- Accession no.
- 0000902664-23-002940
- Filed
- May 10, 2023, 7:23 PM ET
- Trade date
- May 8-10, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market sales total $1.73M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adage Capital Partners, L.P.CIK 0001163846 | 10% Owner |
| Adage Capital Partners GP, L.L.C.CIK 0001165408 | 10% Owner |
| Adage Capital Advisors, L.L.C.CIK 0001403403 | 10% Owner |
| Atchinson RobertCIK 0001403404 | 10% Owner |
| Gross PhillipCIK 0001403413 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 8, 2023 | Class A Common Stock, $0.0001 par value (Common Stock) | SSaleDisposed | −70,000 | $7.82F2 | −$547,526 | 4,318,049 | Indirect | |
| May 9, 2023 | Common Stock | SSaleDisposed | −24,628 | $7.69 | −$189,389.32 | 4,293,421 | Indirect | |
| May 9, 2023 | Common Stock | SSaleDisposed | −18,932 | $7.71F3 | −$145,871.06 | 4,274,489 | Indirect | |
| May 10, 2023 | Common Stock | SSaleDisposed | −75,992 | $7.35 | −$558,541.2 | 4,198,497 | Indirect | |
| May 10, 2023 | Common Stock | SSaleDisposed | −39,586 | $7.34F4 | −$290,573.12 | 4,158,641 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.75 to $7.88, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.7 to $7.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.33 to $7.40, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.