Adage Capital Partners, L.P.'s Form 4 filing
GCM Grosvenor Inc. (GCMG) · filed May 10, 2023
- Accession no.
- 0000902664-23-002940
- Filed
- May 10, 2023, 7:23 PM ET
- Trade date
- May 8-10, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 0 derivative transactions. Open-market sales total $1.73M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adage Capital Partners, L.P.CIK 0001163846 | 10% Owner |
| Adage Capital Partners GP, L.L.C.CIK 0001165408 | 10% Owner |
| Adage Capital Advisors, L.L.C.CIK 0001403403 | 10% Owner |
| Atchinson RobertCIK 0001403404 | 10% Owner |
| Gross PhillipCIK 0001403413 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 8, 2023 | Class A Common Stock, $0.0001 par value (Common Stock) | SSaleDisposed | −70,000 | $7.82 | −$547,526 | 4,318,049 | Indirect | |
| May 9, 2023 | Common Stock | SSaleDisposed | −24,628 | $7.69 | −$189,389.32 | 4,293,421 | Indirect | |
| May 9, 2023 | Common Stock | SSaleDisposed | −18,932 | $7.71 | −$145,871.06 | 4,274,489 | Indirect | |
| May 10, 2023 | Common Stock | SSaleDisposed | −75,992 | $7.35 | −$558,541.2 | 4,198,497 | Indirect | |
| May 10, 2023 | Common Stock | SSaleDisposed | −39,586 | $7.34 | −$290,573.12 | 4,158,641 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.