Adage Capital Partners, L.P.'s Form 4 filing
GCM Grosvenor Inc. (GCMG) · filed May 5, 2023
- Accession no.
- 0000902664-23-002839
- Filed
- May 5, 2023, 6:57 PM ET
- Trade date
- May 3-5, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $2.47M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adage Capital Partners, L.P.CIK 0001163846 | 10% Owner |
| Adage Capital Partners GP, L.L.C.CIK 0001165408 | 10% Owner |
| Adage Capital Advisors, L.L.C.CIK 0001403403 | 10% Owner |
| Atchinson RobertCIK 0001403404 | 10% Owner |
| Gross PhillipCIK 0001403413 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 3, 2023 | Class A Common Stock, $0.0001 par value ("Common Stock") | SSaleDisposed | −177,252 | $7.91 | −$1,402,063.32 | 4,526,021 | Indirect | |
| May 3, 2023 | Common Stock | SSaleDisposed | −50,000 | $8.04 | −$402,000 | 4,476,021 | Indirect | |
| May 5, 2023 | Common Stock | SSaleDisposed | −87,972 | $7.56 | −$665,068.32 | 4,388,049 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.