RTW Investments, LP's Form 4 filing
DermTech, Inc. (DMTK) · filed Nov 8, 2022
- Accession no.
- 0000902664-22-004774
- Filed
- Nov 8, 2022, 5:19 PM ET
- Trade date
- Jan 26, 2021-Nov 4, 2022
- Filing delay
- 651 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $176.7K. It was filed 651 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| RTW Investments, LPCIK 0001493215 | 10% Owner |
| Wong RoderickCIK 0001493280 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2021 | Common Stock | XIn-the-money exerciseAcquired | +31,450 | $9.54 | +$300,033 | 3,118,666 | Indirect | |
| Nov 4, 2022 | Common Stock | SSaleDisposed | −100,000 | $1.77 | −$176,660 | 3,018,666 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2021 | Common Stock | XIn-the-money exerciseDisposed | −31,450 | $9.54 | −$300,033 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.