B. Riley Asset Management, LLC's Form 4 filing
CalAmp Corp. · filed Jul 15, 2022
- Accession no.
- 0000902664-22-003623
- Filed
- Jul 15, 2022
- Trade date
- Jul 13-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $607.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| B. Riley Asset Management, LLCCIK 0001841077 | Director, Other: See Remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 13, 2022 | Common Stock, par value $0.01 per share ("Common Stock") | PPurchaseAcquired | +107,587 | $4.08F1 | +$438,954.96 | 2,189,159 | Indirect | |
| Jul 14, 2022 | Common Stock | PPurchaseAcquired | +40,000 | $4.21F3 | +$168,400 | 2,229,159 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.91 to $4.10, inclusive. The Reporting Persons (as defined below) hereby undertake to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is a volume weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.11 to $4.25, inclusive. The Reporting Persons hereby undertake to provide upon request of the staff of the Securities and Exchange Commission full information regarding the number of shares traded at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. BRAM may be deemed to be a director by deputization for purposes of Section 16 under the Securities Exchange Act of 1934 by virtue of the fact that Mr. Cummins currently serves on the board of directors of the Issuer.