Elliott Investment Management L.P.'s Form 4 filing
Peabody Energy Corp (BTU) · filed Nov 3, 2021
- Accession no.
- 0000902664-21-004725
- Filed
- Nov 3, 2021
- Trade date
- Nov 1-3, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.13M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elliott Investment Management L.P.CIK 0001791786 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock, par value $0.01 per share ("Common Stock") | SSaleDisposed | −251,937 | $12.27 | −$3,091,266.99 | 25,884,650 | Indirect | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −2,987 | $12.52 | −$37,397.24 | 25,881,663 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2021 | Common Stock | SSaleDisposed | −250,000 | $104.50 | −$261,250 | 2,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.