Elliott Investment Management L.P.'s Form 4 filing
Peabody Energy Corp (BTU) · filed Sep 17, 2021
- Accession no.
- 0000902664-21-004264
- Filed
- Sep 17, 2021
- Trade date
- Sep 15-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $29.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elliott Investment Management L.P.CIK 0001791786 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock, par value $0.01 per share ("Common Stock") | SSaleDisposed | −1,129,653 | $17.10 | −$19,317,066.3 | 27,786,548 | Indirect | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −59,148 | $17.88 | −$1,057,566.24 | 27,727,400 | Indirect | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −427,615 | $15.98 | −$6,833,287.7 | 27,299,785 | Indirect | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −174,998 | $15.11 | −$2,644,219.78 | 27,124,787 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2021 | Common Stock | SSaleDisposed | −750,000 | $174.00 | −$1,305,000 | 7,500 | Indirect | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −750,000 | $135.00 | −$1,012,500 | 7,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.