CCP II Cayman GP Ltd.'s Form 4 filing
Genco Shipping & Trading Ltd (GNK) · filed Aug 18, 2021
- Accession no.
- 0000902664-21-003944
- Filed
- Aug 18, 2021, 9:29 PM ET
- Trade date
- Aug 16-18, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $11.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| CCP II Cayman GP Ltd.CIK 0001614610 | 10% Owner |
| Centerbridge Special Credit Partners General Partner II (Cayman), L.P.CIK 0001614618 | 10% Owner |
| Centerbridge Special Credit Partners II AIV IV (Cayman), L.P.CIK 0001614623 | 10% Owner |
| CSCP II Cayman GP Ltd.CIK 0001614658 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock, par value $0.01 per share ("Common Stock") | SSaleDisposed | −47,160 | $17.75 | −$837,160.74 | 250,125 | Indirect | Duplicate filing |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −181,271 | $17.71 | −$3,210,871.35 | 68,854 | Indirect | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −68,854 | $17.97 | −$1,237,561.14 | 0 | Indirect | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −27,385 | $17.75 | −$486,124.83 | 145,238 | Indirect | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −105,257 | $17.71 | −$1,864,427.77 | 39,981 | Indirect | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −39,981 | $17.97 | −$718,606.5 | 0 | Indirect | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −25,455 | $17.75 | −$451,864.43 | 135,008 | Indirect | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −97,843 | $17.71 | −$1,733,102.84 | 37,165 | Indirect | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −37,165 | $17.97 | −$667,992.56 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transaction being filed with the Securities and Exchange Commission.